Circulars for PRS Providers, IPRA & CPRA (≤2023)

PRS Providers, IPRA & CPRA

Archived circulars up to 2023. For latest circulars click here.

2023
Date Circular Number Circular Title
26/12/2023 ID/UTMC&PRSP/FMS/JW-TQ/010-23 Survey on Suitability Assessment Form incorporating Behavioural Finance
06/12/2023 ID/UTMC/JW-TQ/009-23 Data Collection for the Purpose of Presenting Empirical Unit Trust Data to the MOF for the Reinstatement of Section 61 of Income Tax Act
01/12/2023 SRV/AL/SM-AS-SI/353-23 Requirement to Conduct Annual Compliance Review as Stipulated under Rule 3.4.6 of FIMM’s Consolidated Rules (FCR)
01/12/2023 PDS/ALL/SNZ-AN/019-23 FIMM Virtual Examination (iFVE) Schedule
(January, February and March 2024)
23/10/2023 ID/Members/ID-JW-PV/018-23 Fund Volatility Rating Methodology Survey
18/10/2023 ID/UTMC&PRSP/FMS/JW-TQ/008-23 Funds Malaysia System (FMS): Review and Update Funds Information
16/10/2023 RD/ALL/SM/SO/CC-af/017-23 Year 2024 Renewal and Annual Membership Subscription Fee (ASMF) / Annual Fee
09/10/2023 LRA/ALL/SM-AB-HY/015-23 Amendments to FIMM’s Consolidated Rules dated 1 June 2016
06/10/2023 LRA/ALL/SM-AB-HY/016-23 Amendments to FIMM Code of Ethics
29/09/2023 ISRV/Distributors/SM-AS-az/267-23 Invitation to FIMM’s Regulatory Briefing – 10 October 2023
12/09/2023 PDS/ALL/SNZ-KSM/014-23 FIMM Regulatory Training 2023
07/09/2023 ID/IRB/JW-PV/007-23 Inland Revenue Board of Malaysia (IRB) E-Invoicing
01/09/2023 PDS/ALL/SNZ-AN/011-23 FIMM Virtual Examination (iFVE) Schedule
(October, November and December 2023)
07/04/2023 PDS/PRSFP/SNZ-KSM/006-23 FIMM Private Retirement Scheme (PRS) Familiarisation Programme 2023
06/06/2023 PDS/ALL/SNZ-AN/007-23 FIMM Virtual Examination (iFVE) Schedule
(July, August and September 2023)
09/03/2023 PDS/TTT/SNZ-KSN/004-23 Train-the-Trainer Programme for 2023 FIMM PRS Familiarisation Programme
01/03/2023 PDS/ALL/SNZ-AN/003-23 FIMM Virtual Examination (iFVE) Schedule
(April, May and June 2023)
17/02/2023 ID/Members/ID-JW-PV/002-23 Issuance of Funds Malaysia System (FMS) User Manual and Revision of Request Forms Pertaining to FMS
2022

 

Date Circular Number Circular Title
05/12/2022 IT/ALL/CSD/RY-lh/027-22 Update on Migration of FIMM Integrated System (FIS) and Fund Malaysia System (FMS) to Cloud
01/12/2022 PDS/ALL/SNZ/021-24 FIMM Virtual Examination (IFVE) Schedule (January, February, and March 2023)
30/11/2022 ISRV/AL/SM-AS-llt/022-22 Requirement to Conduct Annual Compliance Review as Stipulated under Rule 3.4.6 of FIMM’s Consolidated Rules
25/11/2022 PDS/ALL/SNZ-SA/018-23 FIMM Virtual Examination – Examination Cancellation on 28 November 2022
22/11/2022 PDS/ALL/SNZ/021-22 FIMM Virtual Examination – Examination Reschedule from 3 December 2022 to 2 December 2022
15/11/2022 IT/ALL/CSD/RY-lh/020-22 Migration of FIMM Integrated System (FIS) and Fund Malaysia System (FMS) to Cloud
01/11/2022 ISRV/Distributors/SM-AS-ha/017-22 Invitation to FIMM’s Regulatory Briefing, 22 November 2022
21/10/2022 PDS/ALL/SNZ-SA/018-22 FIMM Virtual Examination – Examination Cancellation on 19 November 2022
06/10/2022 RD/AL/SM/SO/CC-af/014-22 Year 2023 Renewal and Annual Membership Subscription Fee (AMSF)/ Annual Fee
28/09/2022 ID/FMS/KLR-DL-JW-sf/006-22 Funds Malaysia System (FMS): Review and Update of Funds Information
24/08/2022 RD/ALL/SM/SO-af/012-22 BACKGROUND SCREENING FOR NEW CONSULTANTS
04/08/2022 PDS/ALL/SNZ-ms/011-22 FIMM Virtual Examination (iFVE) Schedule (September – December 2022)
26/05/2022 PDS/ALL/SNZ-ms/009-22 FIMM Virtual Examination (iFVE) Schedule (June, July and August 2022)
15/04/2022 PDS/ALL/SNZ-ms/008-22 Misconducts during Interim FIMM Virtual Examination (IFVE)
01/04/2022 PDS/ALL/SNZ-ms/007-22 FIMM Virtual Examination (iFVE) Schedule – Q2 2022 (April- June 2022) – Amendment
10/03/2022 PDS/ALL/SNZ-ms/006-22 FIMM Virtual Examination Schedule – Q2 2022 (April- June 2022) – Amendment
02/03/2022 PDS/ALL/SNZ-ms/004-22 FIMM Virtual Examination Schedule – Q2 2022 (April- June 2022)
12/01/2022 ISRV/AL/SM-AS-ha/002-22 Sharing of Federation of Investment Managers Malaysia’s (FIMM) Supervisory Observations
04/01/2022 PDS/PRSFP/SNZ/001-22 2022 FIMM Private Retirement Scheme (PRS) Familiarization Program
2021
Date Circular Number Circular Title
01/12/2021 ISRV/AL/SM-AS-llt/066-21 Requirement to Conduct Annual Compliance Review (ACR) as Stipulated Under Rule 3.4.6 Of FIMM’s Consolidated Rules (FCR)
01/12/2021 PDS/AL/SNZ-ms/067-21 FIMM Virtual Examination Schedule – Q1 2022 (January- March 2022)
25/10/2021 ISRV/Distributors/KLR-SM-AS-ha/064-21 FIMM’s Regulatory Industry Briefing 2021
14/10/2021 PDS/AL/SNZ /063-21 FIMM e-Learning Portal
07/10/2021 BR/AL/SM/SO/VAL-af/061-21 YEAR 2022 RENEWAL AND ANNUAL MEMBERSHIP SUBSCRIPTION FEE (AMSF)/ ANNUAL FEE FOR: PRP, IUTA/IPRA, CUTA/CPRA AND UTS/PRS
04/10/2021 CCD/IEWG/RMY-MMR/057-21 Invitation to Participate as Industry Education Working Group Members for the Development of an Industry Education and Media Engagement Plan
01/10/2021 RD/AL/KLR/SM/SO-cc/060-21 REGISTRATION REQUIREMENTS FOR EXPERIENCED UTS CONSULTANTS AS PRS CONSULTANTS
24/09/2021 PDS/AL/KOH-SNZ /056-21 Interim FIMM Virtual Examination (iFVE) – iFVE Schedule for Q4 2021
30/08/2021 ID/AL/KOH/AAR-za/055-21 COMBINED STUDY GUIDE FOR COMPUTERISED UNIT TRUST EXAMINATION (CUTE) AND COMPUTERISED PRIVATE RETIREMENT SCHEME EXAMINATION (CPRE) – NEW EFFECTIVE DATE
16/08/2021 LRA/ALL/SM-JG/054-21 OBSERVATION OF MISCONDUCTS RELATED TO MARKETING AND DISTRIBUTION OF UNIT TRUST AND PRIVATE RETIREMENT SCHEMES
12/08/2021 PDS/AL/SNZ-ms/053-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 2 – 28 SEPTEMBER 2021
11/08/2021 PDS/AL/KOH-SNZ /052-21 Interim FIMM Virtual Examination (iFVE) – Additional Sessions Dedicated for Bahasa Malaysia (BM)
09/08/2021 RD/AL/KLR/SM/SO-cc/051-21 Operational Change – Cessation in Issuance of Physical FIMM Authorisation Cards for Unit Trust Schemes and Private Retirement Schemes Consultants
23/07/2021 PDS/AL/KOH-SNZ /049-21 Interim FIMM Virtual Examination (iFVE) – Expansion of iFVE capacity and Additional iFVE Schedule for the Months of August and September 2021
09/07/2021 PDS/AL/SNZ-ms/048-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 13 – 29 JULY 2021
29/06/2021 PDS/AL/SNZ-ms/046-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 28 JUNE – 12 JULY 2021
25/06/2021 IT/AL/CEO/LH-ah/045-21 PREPARATION FOR FIMM ONLINE PORTAL GO-LIVE
18/06/2021 PDS/AL/SNZ-ms/039-21 FIMM EXAMINATION SCHEDULE – JULY & SEPTEMBER 2021 (CENTRE-BASED)
14/06/2021 PDS/AL/SNZ-ms/041-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 15 – 28 JUNE 2021
10/06/2021 PDS/AL/KOH-SNZ /040-21 Interim FIMM Virtual Examination (iFVE) – New Sessions in July and August 2021
01/06/2021 IT/AL/CEO/LH-ah/034-21 INDUSTRY BRIEFING ON FIMM ONLINE PORTAL
01/06/2021 PDS/AL/SNZ-ms/035-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 1 UNTIL 14 JUNE 2021
31/05/2021 PDS/PRSFP/KOH-SNZksm/021-21 2021 FIMM Private Retirement Scheme (PRS) Familiarization Program
17/05/2021 PDS/AL/KOH-SNZ /030-21 Interim FIMM Virtual Examination (iFVE)-New Sessions in June 2021
11/05/2021 PDS/AL/SNZ-ms/025-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – NATIONWIDE 12 MAY UNTIL 7 JUNE 2021
10/05/2021 PDS/AL/SNZ-ms/024-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – PULAU PINANG AND IPOH 10 UNTIL 23 MAY 2021
06/05/2021 PDS/AL/SNZ-ms/023-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – KUALA LUMPUR AND JOHOR BAHRU – 7 UNTIL 20 MAY
05/05/2021 PDS/AL/SNZ-ms/022-21 CANCELLATION OF FIMM EXAMINATION SESSIONS – SELANGOR 6 UNTIL 17 MAY 2021
28/04/2021 PDS/AL/SNZ-ms/020-21 Cancellation of FIMM Examination Session in Tawau (8 May 2021)
18/03/2021 PDS/AL/SNZ-ms/015-21 FIMM EXAMINATION SCHEDULE – APRIL TO JUNE 2021 KOTA KINABALU
10/03/2021 PDS/AL/SNZ-ms/012-21 FIMM EXAMINATION SCHEDULE – APRIL TO JUNE 2021
09/03/2021 PDS/AL/SNZ-ms/011-21 FIMM EXAMINATIONS: RE-OPENING OF REMAINING EXAMINATION CENTRE
04/03/2021 ISRV/Distributors/KLR-SM-AS/034-21 Sharing of The Federation of Investment Managers Malaysia’s (FIMM) Supervisory Observations
04/03/2021 PDS/AL/SNZ-ms/010-21 FIMM EXAMINATIONS: RE-OPENING OF SELECTED EXAMINATION CENTRE NATIONWIDE AND SESSION CANCELATION
02/03/2021 PDS/AL/SNZ-ms/009-21 Cancellation of FIMM Examination Sessions – Sarawak
17/02/2021 PDS/AL/SNZ-ms/008-21 Cancellation of FIMM Examination Session Nationwide (20 February – 4 March 2021)
10/02/2021 PDS/AL/KOH-SNZ /007-21 Interim FIMM Virtual Examination (iFVE)
03/02/2021 PDS/AL/SNZ-ms/006-21 Cancellation of FIMM Examination Sessions Nationwide (6 – 18 February 2021)
26/01/2021 PDS/AL/KOH-SNZ/005-21 2021 FIMM Regulatory Training on Code of Ethics (2021 FIMMCOE) – First Series
22/01/2021 PDS/AL/SNZ-ms/004-21 Cancellation of FIMM Examination Sessions – Nationwide
12/01/2021 PDS/AL/SNZ-ms/003-21 Cancellation of FIMM Examination Sessions – Nationwide
07/01/2021 PDS/AL/KOH-SNZ-ms/002-21 Cancellation of FIMM Examination Sessions – Kota Bharu & Ipoh
05/01/2021 PDS/AL/KOH-SNZ-ms/001-21 CHANGES IN EXAMINATION CENTRE-IPOH, PERAK
2020
Date Circular Number Circular Title
29/12/2020 PDS/AL/KOH-SNZ-ms/052-20 Cancellation of FIMM Examination Sessions – Kuala Lumpur, Petaling Jaya, Bayan Lepas, Johor Bahru, Kota Kinabalu, Sandakan, Tawau & Seremban
11/12/2020 PDS/AL/KOH-SNZ-ms/051-20 Cancellation of FIMM Examination Sessions – Ipoh
07/12/2020 PDS/AL/KOH-SNZ-ms/050-20 Cancellation of FIMM Examination Sessions – Kuala Lumpur, Petaling Jaya, Bayan Lepas & Johor Bahru
03/12/2020 PDS/AL/KOH-SNZ-ms/048-20 FIMM EXAMINATION SCHEDULE – JANUARY TO MARCH 2021
30/11/2020 ISRV/AL/SM-AS-llt/049-20 REQUIREMENT TO CONDUCT ANNUAL COMPLIANCE REVIEW (ACR) AS STIPULATED UNDER RULE 3.4.6 OF FIMM’S CONSOLIDATED RULES (FCR)
25/11/2020 PDS/AL/KOH-SNZ-ms/047-20 FIMM EXAMINATION CENTRE RE-OPENING – MELAKA, JOHOR BAHRU, ALOR SETAR AND KUALA TERENGGANU
20/11/2020 PDS/AL/KOH-SNZ-ms/046-20 Cancellation of FIMM Examination Sessions on 21 November and 12 December 2020 – Kota Bharu
09/11/2020 PDS/AL/KOH-SNZ-ms/045-20 Cancellation of FIMM Examination Sessions – Kuching and Other Centres in Peninsular Malaysia except Kuantan and Kota Bharu
05/11/2020 PDS/AL/KOH-SNZ-ms/044-20 Cancellation of FIMM Examination Sessions on 7 to 19 November 2020 – Bayan Lepas
04/11/2020 PDS/AL/KOH-SNZ-ms/043-20 Cancellation of FIMM Examination Sessions on 7 November 2020 – Seremban
28/10/2020 BR/AL/KLR/SM/SO-cc/040-20 Industry Consultation – Amendments to FIMM’s Registration Manual
28/10/2020 PDS/AL/KOH-SNZ-MS/041-20 Cancellation of FIMM Examination Sessions on 7 November 2020 – OUM Sandakan, Sabah
27/10/2020 PDS/AL/KOH-SNZ-MS/039-20 Cancellation of FIMM Examination Sessions from 27 October to 9 November 2020 – Kuala Lumpur and Selangor and Invitation to Organise FIMM Examination at Members/Distributors’ Premises
14/10/2020 PDS/AL/KOH-SNZ-MS/037-20 Cancellation of FIMM Examination Sessions on 17 October 2020 – Kota Bharu, Kelantan
13/10/2020 PDS/AL/KOH-SNZ-MS/036-20 Cancellation of FIMM Examination Sessions from 14 to 27 October 2020 – Kuala Lumpur and Selangor
13/10/2020 BR/AL/SM/SO/VAL-af/035-20 YEAR 2021 RENEWAL AND ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”)/ANNUAL FEE FOR PRP, IPRA, CUTA, CPRA, UTS AND PRS
12/10/2020 ISRV/AL/SM-AS-llt-034-20 REVISED ANNUAL COMPLIANCE REVIEW (ACR) CHECKLISTS FOR 2020
09/10/2020 PDS/AL/KLR-KOH-MS/032-20 FIMM EXAMINATION: ADDIONAL EXAMINATION SESSIONS FOR MIRI, SARAWAK
09/10/2020 PDS/AL/KOH-SNZ-ms/033-20 Cancellation of FIMM Examination Sessions on 24 October 2020 – OUM Sandakan, Sabah
05/10/2020 PDS/AL/KOH-SNZ-MS/031-20 Cancellation of FIMM Examination Sessions on 15 October 2020 – Kedah
17/09/2020 PDS/AL/KOH-SNZ-ms/029-20 FIMM EXAMINATION AD-HOC EXAMINATION CENTRE
11/09/2020 PDS/AL/KLR-KOH-MS/030-20 Cancellation of FIMM Examination Sessions on 26 September 2020 – Kedah
10/09/2020 ISRV/Distributors/KLR-SM-AS-ha/190-20 FIMM 2020 Industry Briefing on Regulatory Activities & Initiatives
07/09/2020 PDS/AL/KOH-SNZ-ms/028-20 FIMM EXAMINATION CENTRE RE-OPENING OF ADDITIONAL EXAMINATION CENTRES
28/08/2020 PDS/AL/KOH-SNZ-ms/027-20 FIMM EXAMINATION SCHEDULE – OCTOBER TO DECEMBER 2020
27/08/2020 PDS/AL/KOH-SNZ-ms/026-20 FIMM EXAMINATION CENTRE ADDITIONAL EXAM DATES
14/08/2020 PDS/AL/KOH-SNZ-ms/024-20 FIMM EXAMINATION CENTRE ADDITIONAL EXAM DATES
27/07/2020 PDS/AL/KOH-SNZ-MS/023-20 2020 FIMM Regulatory Training on Code of Ethics (2020 FIMMCOE)
17/07/2020 PDS/AL/KOH-SNZ-ms/021-20 FIMM EXAMINATION CENTRE RE-OPENING AND INTRODUCTION OF NEW MELAKA EXAMINATION CENTRE
14/07/2020 PDS/AL/KOH-SNZ/020-20 CONTINUING PROFESSIONAL DEVELOPMENT (CPD) PROGRAM – REQUIREMENT OF 16 CPD POINTS FOR RENEWAL OF CONSULTANTS’ REGISTRATION
08/07/2020 PDS/AL/KOH-SNZ-ms/018-20 FIMM EXAMINATION CENTRE RE-OPENING – SIBU EXAMINATION CENTRE
03/07/2020 PDS/AL/KOH-SNZ-ms/016-20 FIMM EXAMINATION CENTRE RE-OPENING – KUANTAN EXAMINATION CENTRE
18/06/2020 PDS/AL/KOH-SNZ-ms/014-20 FIMM EXAMINATION SCHEDULE – JULY TO SEPTEMBER 2020
17/06/2020 PDS/PRSFP/KOH-SNZ-ksm/010-20 2020 FIMM Private Retirement Scheme (PRS) Familiarization Program
30/03/2020 ISRV/ALL/SM/AS/081-20 Extension Of Submission Deadline For Quarterly Complaints Report And Trend Analysis
17/03/2020 PDS/AL/KLR-KOH-MS/005-20 FIMM Examination Cancellation on 19 & 21 March 2020
26/02/2020 BR/AL/SO/VAL-af/003-20 FIMM EXAMINATION SCHEDULE – APRIL TO JUNE 2020
15/01/2020 PDS/AL/KLR/KOH-SNZ-MS/001-20 UNIT TRUST EXAMINATION STUDY GUIDE AND PRIVATE RETIREMENT SCHEME EXAMINATION STUDY GUIDE (“EXAMINATION STUDY GUIDE”)
2019
Date Circular Number Circular Title
24/12/2019 BR/AL/KLR-SO/023-19 REVISION OF THE REGISTRATION MANUAL – STREAMLINING OF PROCESS FOR RENEWAL OF REGISTRATION FOR UNIT TRUST AND PRIVATE RETIREMENT SCHEMES CONSULTANTS
17/12/2019 LRA/ALL/JG/SM/022/19 FIMM’s REVISED CODE OF ETHICS
02/12/2019 BR/AL/SO/VAL-af/020-19 FIMM EXAMINATION SCHEDULE – JANUARY TO MARCH 2020
21/10/2019 ISRV/DEARCEO/KL-SM-ha/295-19 Sharing of The Federation of Investment Managers Malaysia’s (FIMM) Supervisory Observations
11/10/2019 BR/AL/KLR/SM/SO/VAL-af/019-19 Year 2020 Renewal and AMSF/Annual Fee – UTS & PRS
11/09/2019 BR/AL/SO/VAL-af/017-19 RELOCATION OF FIMM EXAMINATION CENTRE TO OPEN UNIVERSITY MALAYSIA (OUM) ALOR SETAR, KEDAH
05/09/2019 PDS/PRSFP/KOH-SNZ-ksm/016-19 Train-the-Trainer Program for 2019 FIMM Private Retirement Scheme (PRS) Familiarization Program
30/08/2019 ID/AL/KLR-KOH-EK/032-19 Fee Waiver Campaign for Registration of New Private Retirement Scheme Consultants
26/08/2019 BR/AL/SO/VAL-af/015-19 FIMM EXAMINATION SCHEDULE – OCTOBER TO DECEMBER 2019
23/08/2019 PDS/2019COE/KLR-KOH-SNZ/013-19 2019 FIMM Regulatory Training on Code of Ethics (2019 FIMMCOE)
22/07/2019 ISRV/Distributors/KLR-SM-ha/177-19 FIMM INDUSTRY BRIEFING
03/06/2019 BR/AL/SO/VAL-af/009-19 FIMM EXAMINATION CENTRE REPLACEMENT : OPEN UNIVERSITY MALAYSIA (OUM) MELAKA
29/05/2019 BR/AL/SO/VAL-af/008-19 FIMM EXAMINATION SCHEDULE – JULY TO SEPTEMBER 2019
10/04/2019 PDS/CPDTRACKER/KLR-KOH-SNZ/005-19 FIMM Private Retirement Scheme (PRS) Familiarization Program
22/03/2019 LRA/ALL/JG/KLR/005-19 Amendments To FIMM’s Consolidated Rules To Require The Disclosure Of Identities Of Distributors (Including Main Distributor And Sub-Distributor) In Application Forms For Dealing In Unit Trust Schemes And Private Retirement Schemes
04/03/2019 LRA/ALL/JG/KLR/004-19 Amendments to FIMM’s Consolidated Rules to Allow Corporate Unit Trust Advisers (CUTA) and Corporate PRS Advisers (CPRA) to Form Multiple-Tiered Agency Structure
01/03/2019 BR/AL/SO-val/003-19 FIMM EXAMINATION CANCELLATION – RELOCATION OF STAMFORD COLLEGE, MELAKA
26/02/2019 PDS/CPDTRACKER/KLR-KOH-SNZ/002-19 Briefing and Training on FIMM Continuing Professional Development (CPD) Tracker System
25/02/2019 BR/AL/SO-val/001-19 FIMM EXAMINATION – COMPUTERIZED UNIT TRUTS EXAMINATION (CUTE) AND COMPUTERIZED PRIVATE RETIREMENT EXAMINATION (CPRE) SCHEDULES FOR APRIL TO JUNE 2019
2017
Date Circular Number Circular Title
29/11/2017 ISRV/ACR/AJ-ha/058-17 Annual Compliance Renew (ACR) for the Year 2017
29/11/2017 BR/PRS/AYH-af/057-17 PRS Examination Schedule – January, February and March 2018
25/10/2017 BR/AL/UTS/PRS/AY-val/054-17 FIMM INTEGRATED SYSTEM (FIS) – Update Consultant Profile
05/10/2017 BR/AL/NAT/AJ-af/052-17 FOR THE YEAR 2018: ANNUAL RENEWAL OF REGISTRATION AND PAYMENTS OF: A) ANNUAL FEE OF CORPORATE UNIT TRUST SCHEMES ADVISERS (“CUTAs”) AND CORPORATE PRIVATE RETIREMENT SCHEMES ADVISERS (“CPRAs”); AND B) ANNUAL FEE FOR UNIT TRUST SHCEMES (“UTS”) CONSULTANTS AND PRIVATE RETIREMENT SCHEME (“PRS”) CONSULTANTS.
12/09/2017 BR/PRS/AJ-af/049-17 PRS Examination Schedule – October, November and December 2017
17/07/2017 Press Release ANNOUNCEMENT OF FEDERATION OF INVESTMENT MANAGERS MALAYSIA’S NEW CHIEF EXECUTIVE OFFICER
05/07/2017 PDS/2017SEM/KOH-SNZ/023-17 2017 FIMM ANNUAL CONVENTION
05/07/2017 PDS/2017SEM/KOH-SNZ/023-17 2017 FIMM ANNUAL CONVENTION CONVENTION
14/06/2017 ID/AL/FH/KOH-ZA/035-17 UPDATE ON THE IMPLEMENTATION OF THE COMMON REPORTING STANDARD (CRS)
12/05/2017 IT/FIS/FQ-MH/381-17 TRAINING ON FIMM INTEGRATED SYSTEM
09/05/2017 BR/PRS/TLK-af/031-17 PRS Examination Schedule – June 2017
17/04/2017 PDS/2017SEM/FH-KOH-SNZ/023-17 2017 FIMM SEMINARS: SECOND SERIES
10/04/2017 BR/PRS/TLK-af/021-17 PRS Examination Schedule – May 2017
31/03/2017 BR/AL/FH-tlk/015-17 Amendments to Appendices 2-A and 2-B of FIMM’s Consolidated Rules
08/03/2017 BR/PRS/TLK-af/010-17 PRS Examination Schedule – April 2017
08/02/2017 BR/PRS/TLK-af/005-17 PRS Examination Schedule – March 2017
2016
Date Circular Number Circular Title
29/12/2016 BR/PRS/TLK-af/001-17 Private Retirement Scheme (PRS) Examination Schedule – February 2017
13/12/2016 BR/FH/TLK-han/612-16 PROCEDURES FOR DISTRIBUTOR IN RELEASING CONSULTANT UPON RESIGNATION OR TERMINATION
07/12/2016 PDS/FH-KOH-SNZ/051-16 FIMM Apprenticeship Program For Corporate Unit Trust Advisers (CUTAS) and Corporate Private Retirement Scheme Advisers (CPRAS)
07/12/2016 BR/PRS/TLK-af/052-16 Private Retirement Scheme (PRS) Examination Schedule – January 2017
21/11/2016 BR/AL/FH-tlk/031-16 REQUIREMENT OF AT LEAST 2 CONSULTANTS AT EACH DISTRIBUTION POINT INCLUDING MOBILE DISTRIBUTION POINT
07/11/2016 BR/PRS/TLK-af/046-16 PRS Examination Schedule – December 2016
21/10/2016 BR(PRS)/AL/FH/TLJ-af/040-16 ANNUAL FEE OF PRIVATE RETIREMENT SCHEME (“PRS”) PROVIDERS, INSTITUTIONAL PRS ADVISERS (“IPRA”) OR CORPORATE PRS ADVISERS (“CPRA”) FOR THE YEAR 2017; AND ANNUAL FEE FOR PRS CONSULTANTS FOR THE YEAR 2017
15/09/2016 LRA/AL/FH-mhr/034-16 TRANSITIONAL PERIOD FOR RULE 3.4.7, SUBMISSION REQUIREMENT FOR ITEM (I), TABLE 2 OF FIMM’S CONSOLIDATED RULES
15/09/2016 LRA/AL/FH-mhr/033-16 TRANSITIONAL PERIOD FOR CPD PROGRAMME IN CHAPTER 7 OF FIMM’S CONSOLIDATED RULES
13/09/2016 BR/PRS/TLK-af/032-16 PRS EXAMINATION SCHEDULE – OCTOBER 2016
25/08/2016 BR/AL/TLK-af/029-16 COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – CUTE SCHEDULE FROM OCTOBER TO DECEMBER 2016
16/08/2016 LRA/AL/MHR-af/028-16 UPDATES PERTAINING TO THE REMOVAL OF REQUIREMENT FOR FIMM’S PRE-INVESTMENT FORM FOR UNIT TRUST INDUSTRY AND PRIVATE RETIREMENT SCHEME INDUSTRY
09/08/2016 LRA/AL/MHR-af/026-16 REMOVAL OF REQUIREMENT FOR FIMM’s PRE-INVESTMENT FORM FOR UNIT TRUST INDUSTRY AND PRIVATE RETIREMENT SCHEME INDUSTRY
08/08/2016 BR/PRS/TLK-val/025-16 PRS Examination Schedule – September 2016
05/07/2016 BR/PRS/TLK-val/020-16 PRS Examination Schedule – August 2016
08/06/2016 BR/PRS/FQ-val/015-16 PRS Examination Schedule – July 2016
06/05/2016 BR/PRS/TLK-val/125-16 PRS Examination Schedule – June 2016
18/04/2016 BR/PRS/FH-tlk/103-16 INDUSTRY BRIEFING TO DISTRIBUTORS OF UNIT TRUST SCHEMES (“UTS”) AND PRIVATE RETIREMENT SCHEMES (“PRS”)
06/04/2016 BR/PRS/TLK-val/010-16 PRS Examination Schedule – May 2016
07/03/2016 BR/PRS/TLK-yy/009-16 PRS Examination Schedule – April 2016
03/02/2016 BR/PRS/TLK-yy/003-16 PRS Examination Schedule – March 2016
2015
Date Circular Number Circular Title
29/12/2015 BR/PRS/TLK-yy/075-15 PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – FEBRUARY 2016
11/12/2015 BR(PRS)/AL/NO/FH-tlk/071-15 PRO-RATING OF ANNUAL FEE FOR REGISTRATION OF NEW PRIVATE RETIRE SCHEMES (“PRS”) CONSULTANT ON A QUARTERLY BASIS
03/12/2015 BR/PRS/TLK-yy/069-15 Private Retirement Scheme (PRS) Examination Schedule – January 2016
11/11/2015 BR/PRS/TLK-yy/070-15 Ad-Hoc Session for Private Retirement Scheme (PRS) Examination – 16 January 2016
03/11/2015 BR/PRS/TLK-yy/063-15 Private Retirement Scheme (PRS) Examination Schedule – December 2015
19/10/2015 BR(PRS)/AL/FH/TLK-af/057-15 PAYMENT OF: a) ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE OF PRIVATE RETIREMENT SCHEME (“PRS”) PROVIDERS, INSTITUTIONAL PRS ADVISERS OR CORPORATE PRS ADVISERS FOR THE YEAR 2016 b) ANNUAL FEE FOR PRS CONSULTANTS FOR THE YEAR 2016
02/10/2015 BR/PRS/TLK-yy/051-15 Private Retirement Scheme (PRS) Examination Schedule – November 2015
18/09/2015 BR/PRS/TLK-yy/050-15 Replacement of venue Private Retirement Scheme Examination (“PRSE”) on 17th October 2015
09/09/2015 BR/PRS/TLK-yy/047-15 Private Retirement Scheme (PRS) Examination Schedule – October 2015
06/08/2015 BR(PRS)/AL/NO-tlk/381-15 EXEMPTION FROM PRIVATE RETIREMENT SCHEME EXAMINATION (“PRSE”)
03/08/2015 BR/PRS/TLK-yy/042-15 PRS Examination Schedule – September 2015
14/07/2015 I&SP/AL/NO-KOH-jw/040-15 DUTIES AND RESPONSIBILITIES OF MEMBERS AND REGISTERED PERSONS IN HELPING INVESTORS TO MAKE INFORMED INVESTMENT DECISIONS UNDER SWTICHING TRANSACTIONS
18/06/2015 BR/PRS/TLK-yy/033-15 Ad-Hoc Session for Private Retirement Scheme (PRS) Examination – 1 August 2015
10/06/2015 BR/PRS/TLK-yy/031-15 PRS Examination Schedule – July & August 2015
04/06/2015 I&SP/PRS/KOH-JW/025-15 PRIVATE RETIREMENT SCHEME EXAMINATION (PRE) STUDY GUIDES FOR BAHASA MALAYSIA AND CHINESE VERSION
11/05/2015 BR/PRS/TLK-yy/022-15 Private Retirement Scheme (PRS) Examination Schedule – June 2015
29/04/2015 BR(PRS)/AL/NO/TLK-val/019-15 APPLICATION FORM FOR RE-REGISTRATION AS PRIVATE RETIREMENT SCHEME CONSULTANTS (“PRC”)
03/04/2015 BR/PRS/TLK-yy/014-15 Private Retirement Scheme (PRS) Examination Schedule – May 2015
30/03/2015 BR(PRS)/AL/NO-tlk/012-15 EXEMPTION FROM PRIVATE RETIREMENT SCHEME EXAMINATION (“PRSE”)
16/03/2015 BR(PRS)/AL/NO/TLK-val/152-15 “FIT AND PROPER” ASSESSMENT OF PRIVATE RETIREMENT SCHEME CONSULTANTS (“PRSC”)
12/03/2015 BR(PRS)/AL/NO-tlk/132-15 PAYMENT OF ANNUAL FEES FOR THE YEAR OF 2015
23/02/2015 BR/PRS/NO/TLK-yy/006-15 Private Retirement Scheme (PRS) Examination Schedule – April 2015
27/01/2015 BR/PRS/TLK-yy/003/-15 Private Retirement Scheme (PRS) Examination Schedule – March 2015
16/01/2015 BR/PRS/TLK-yy/002-15 2014 FIMM PRIVATE RETIREMENT SCHEME (PRS) FAMILIARIZATION PROGRAM (PHASE 2) – SUBMISSION OF APPLICATION FOR REGISTRATION AS PRS CONSULTANT
2014
Date Circular Number Circular Title
31/12/2014 BR/PRS/SC-yy/074-14 PRS Examination Schedule – February 2015
15/12/2014 BR/PRS/KHN-tlk/067-14 EXEMPTION FROM PRIVATE RETIREMENT SCHEME EXAMINATION (“PRSE”)
15/12/2014 BR/PRS/KHN-tlk/066-14 EXEMPTION FROM MINIMUM REQUIREMENT OF ACADEMIC QUALIFICATION FOR THE REGISTRATION OF PRIVATE RETIREMENT SCHEME CONSULTANTS (“PRS CONSULTANTS”)
01/12/2014 BR/PRS/TLK-yy/065-14 Private Retirement Scheme (PRS) Examination Schedule – January 2015
05/11/2014 BR/PRS/TLK-yy/059-14 Private Retirement Scheme (PRS) Examination Schedule – December 2014
17/10/2014 BR/IUTA&IPRA/MN-tlk/494-14 MARKETING AND DISTRIBUTION OF UNIT TRUST SCHEMES (“UTS”)/PRIVATE RETIREMENT SCHEMES (PRS”) BY INSTITUTIONAL UNIT TRUST ADVISERS (“IUTA”)/INSTITUTIONAL PRS ADVISERS
07/10/2014 BR(PRS)/AL/MN/TLK-af/051-14 PAYMENT OF: a) ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE OF PRS PROVIDERS, INSTITUTIONAL PRS ASVISERS OR CORPORATE PRS ADVISERS FOR THE YEAR 2015 b) ANNUAL FEE FOR ANNIVERSARY REGISTRATION OF PRIVATE RETIREMENT SCHEME (“PRS”) CONSULTANT FOR THE YEAR 2015
03/10/2014 BR/PRS/TLK-yy/054-14 Private Retirement Scheme (PRS) Examination Schedule – November 2014
03/10/2014 BR/PRS/SC-yy/053-14 SUBMISSION OF APPLICATION FOR RE-SIT OF PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION
25/09/2014 BR/AL/MN-sc/049-14 NOTIFICATION ON THE MARKETING AND DISTRIBUTION OF UNIT TRUST SCHEMES (“UTS”) AND PRIVATE RETIREMENT SCHEMES (“PRS”)
27/08/2014 BR/PRS/TLK-yy/040-14 PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – OCTOBER 2014
11/07/2014 BR/PRS/TLK-yy/033-14 PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – 23 AUGUST 2014
04/07/2014 BR/PRS/TLK-yy/029-14 PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – 16 AUGUST 2014
26/06/2014 BR/PRS/SC-yy/026-14 PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – AUGUST 2014
09/06/2014 BR/PRS/MN-yy/019-14 PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – JULY 2014
15/05/2014 BR/PRS/MN/SS/TLK-yy/017-14 PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – JUNE 2014
03/04/2014 LSRA/AL/MN-nh/012-14 FEEDBACK ON PROPOSAL PAPER UNDER PERSONAL DATA PROTECTION ACT (PDPA) 2010
31/03/2014 BR/PRS/MN/SS/TLK-yy/011-14 PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – MAY 2014
03/03/2014 LSRA/AL/MN-nh/009-14 FEEDBACK ON PROPOSAL PAPERS: (i) 2/2014 – GUIDE ON COMPLIANCE OF PERSONAL DATA PROTECTION ACT (PDPA) 2010 (ii) 3/2014 – GUIDE ON THE MANAGEMENT OF EMPLOYEE DATA UNDER PERSONAL DATA PROTECTION ACT (PDPD) 2010
28/02/2014 BR/AL/TLK/MN-yy/008-14 PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – APRIL 2014
07/02/2014 LSRA/AL/MN-pky/006-14 PROPOSAL PAPER NO. 1/2014 ON “GUIDE IN DEALING WITH DIRECT MARKETING UNDER THE PERSONAL DATA PROTECTION ACT 2010” ISSUED BY PERSONAL DATA PROTECTION DEPARTMENT MALAYSIA
07/02/2014 LSRA/AL/MN-pky/004-14 CONSENTS FOR USAGE OF PERSONAL DATA OF UNIT TRUST CONSULTANTS (“Consultants”), DIRECTORS AND EMPLOYEES OF MEMBERS, IUTA AND CUTA
28/01/2014 Chairman Office/M/AKK-KOH-LIM/003-14 Goods and Services Tax (GST): 1) Awareness Session; and 2) Additional Queries and Concerns
2013
Date Circular Number Circular Title
20/12/2013 BR/PRS/SS-tlk/059-13 Private Retirement Scheme (PRS) Registration System
25/11/2013 BR/AL/TLK-yy/055-13 Private Retirement Scheme (PRS) Examination Schedule – First Quarter 2014
14/11/2013 ISRV/PRS Distributors/AJ-lly/651-13 Post Registration Assessment Exercise (“PRAE”) for Private Retirement Schemes (“PRS”)
14/11/2013 SRV/PRS Distributors/AJ-lly/651-13 Checklist for Post Registration Assessment Exercise – PRP
14/11/2013 ISRV/PRS Distributors/AJ-lly/651-13 Checklist for Post Registration Assessment Exercise – IPRA
14/11/2013 ISRV/PRS Distributors/AJ-lly/651-13 Checklist for Post Registration Assessment Exercise – CPRA
06/11/2013 BR/AL/TLK-yy/051-13 Private Retirement Scheme (PRS) Examination Schedule – Additional Session in Johor Bahru
03/09/2013 BR/AL/AZS/TLK-JW/043-13 Payment Of:
a) Annual Membership Subscription Fee (“AMSF”) or Annual Fee for PRS Providers, Institutional PRS Advisers or Corporate PRS Advisers for the Year 2014
b) Annual Fee for Anniversary Registration of Private Retirement Scheme (“PRS”) Consultant for the Year 2014
20/08/2013 BR/AL/AZS/TLK-yy/039-13 Private Retirement Scheme (PRS) Examination Schedule – Forth Quarter 2013
15/08/2013 BR/AL/AZS/HG-tlk/039-13 Revision Of Requirements Imposed on Institutional Unit Trust Advisers(“IUTA”)/Institutional PRS Advisers Regarding Distribution Agreements For Marketing and Distribution Of Unit Trust Schemes(“UTS”)/Private Retirement Schemes(“PRS”)
15/08/2013 BR/AL/AZS/HG-sc/038-13 Revision Of Requirements Imposed on Corporate Unit Trust Advisers (“CUTA”)/Corporate PRS Advisers Regarding Distribution Of Unit Trust Schemes (“UTS”)/Private Retirement Schemes(“PRS”)
07/08/2013 LSRA/AL/AZ-ck/037-13 FIMM’S Guidance Note in relation to the Personal Data Protection Act 2010
23/07/2013 PDS/AL/AZS-sa/036-13 International Seminar on Financial Literacy and Retirement Savings: Towards Securing A Comfortable Retirement Organized By The EPF
11/07/2013 BR/AL/AZS/HG/SS-sc/034-13 Revision on the Requirement to Notify and Lodge Documents For Marketing and Distribution Of Unit Trust Scheme (UTS) or Private Retirement Schemes (PRS)
01/07/2013 CC/AL/AZ-Sn/033-13 FIMMToday’s 2nd Issue of The Year
26/06/2013 BR/AL/HG/TLK-yy/029-13 Private Retirement Scheme (PRS) Examination Schedule – Third Quarter 2013
25/06/2013 BR/PRS/AZS/HG-tlk/027-13 Continuous Eligibility Of Private Retirement Scheme (“PRS”) Consultants (“PRS Consultants”) – Submission Of Statutory Declaration
24/06/2013 BR/AL/HG/TLK-yy/344-13 Replacement Date of Private Retirement Scheme Examination (PRSE) Session In June 2013
23/06/2013 BR/AL/AZS/HG/SS-sc/018-13 Re-Registration Fee For Private Retirement Scheme Consultants (“PRS Consultants”)
22/06/2013 BR/AL/HG/TLK-yy/013-13 Private Retirement Scheme (PRS) Examination Schedule – Second Quarter 2013
21/06/2013 LSRA/AL/AZ-pky/011-13 Submission Of Quarterly Reports On Complaints To Securities Commission (“SC”) and Federation Of Investment Managers Malaysia (“FIMM”)
20/06/2013 LSRA/AL/HG-nh/010-13 Memorandum and Articles of Association of Federation Of Investment Managers Malaysia (“M&A”)
19/06/2013 LSRA/AL/AZ-nh/006-13 Code of Ethics and Rules of Professional Conduct (Unit Trust Scheme) (“CODE”)
18/06/2013 BR/HG/AZ-sc/004-13 Consent For Publishing Information of Private Retirement Scheme Consultants (“PRS Consultants”)
17/06/2013 LSRA/AL/AZ-nh/003-13 PRE-Investment Form for Private Retirement Scheme Industry
2012
Date Circular Number Circular Title
17/12/2012 BR/Sara/AZ-tlk/053-12 Revision of the Academic Qualification for the Registration of Private Retirement Scheme Consultant (“PRC”)
17/12/2012 BR/Sara/AZ-tlk/055-12 Loss of Certificate
17.12.2012 BR/Sara/AZ-tlk/057-12 Clarification on Annual Membership Subscription Fee (“AMSF”) and Annual Fee For Private Retirement Scheme Consultant (“PRC”) for the Year 2013
14/12/2012 BR/Sara/AZ-jw/051-12 Annual Membership Subscription Fee (“AMSF”) and Annual Fee for Private Retirement Scheme Consultant (“PRC”) for the Year 2013 – To: Corporate PRS Advisers
14/12/2012 BR/Sara/AZ-jw/050-12 Annual Membership Subscription Fee (“AMSF”) and Annual Fee for Private Retirement Scheme Consultant (“PRC”) for the Year 2013 – To: PRS Providers / Institutional PRS Advisers
10/12/2012 BR/Sara/AZ-tlk/048-12 Private Retirement Scheme (PRS) Examination Schedule – First Quarter 2013
11/10/2012 BR/Sara/AZ-tlk/045-12 Annual Fee of Private Retirement Scheme Consultant (“PRC”)
27/09/2012 BR/Sara/AZ-tlk/043-12 Private Retirement Scheme (PRS) Examination Schedule
28/08/2012 BR/Sara/AZ-tlk/038-12 Private Retirement Scheme (PRS) Examination
16/08/2012 PDS/AL/AZ-mz/037-12 Recognition and Allocation of CPD Points for Registered UTC for the Private Retirement Scheme (PRS) Train-The-Trainer (TT) Workshop and PRS Familiarisation Programme
13/08/2012 CC/AL/AZ-sn/036-12 Forum on Private Retirement Scheme in Malaysia: 6th September 2012
27/07/2012 BR/Sara/AZ-tlk/035-12 Registration of Private Retirement Scheme (PRS) Provider, Institutional Private Retirement Scheme (PRS) Adviser or Corporate Private Retirement Scheme (PRS) Adviser and Private Retirement Scheme (PRS) Consultant

Regulations

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