DISTRIBUTOR APPLICATION KIT (PRS)
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover letter signed by an Authorised Representative (“AR”) specifying the registration that is being sought. If the AR appointed for the registration as PRS Provider is not the same as AR appointed for the registration as Member, the cover letter shall be signed by an authorised signatory specifying the registration that is being sought and the appointment of AR | |
| 2 | Printed online application | Click here |
| 3 | Board of Directors’ Resolution approving the appointment of the AR | Sample |
| 4 |
Certified true copy of the latest Form 8 or 9 or 13 by the Company Secretary
|
|
| 5 |
Certified true copy of the SUPERFORM (Section 14) by the Company Secretary (for companies incorporated from 1 Feb 2017 onwards)
|
|
| 6 |
Certified true copy of the latest Form 24 or Section 78 and/or Section 51 by the Company Secretary (where applicable)
|
|
| 7 |
Certified true copy of the latest Form 49 and/or Section 58 by the Company Secretary (where applicable)
|
|
| 8 | Certified True Copy of relevant CMSL and approval that verify the eligibility of the applicant | |
| 9 | Declaration signed by a director of the applicant | PRS 003 |
| 10 | Proposal for the marketing and distribution of PRS (for non existing Member) | Template (PRS) |
| 11 | Payment of application and annual fees | PRS Fees Table 1 |
| 12 | Such other information and/or documents as requested by FIMM | |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover letter signed by the Authorised Representative (“AR”) specifying the registration that is being sought. If the AR appointed for the registration as IPRA / CPRA is not the same as the AR appointed for the registration as UTMC / PRS Provider / IUTA / CUTA, the cover letter shall be signed by an authorised signatory specifying the registration that is being sought and the appointment of AR | |
| 2 | Printed online application | Click here |
| 3 | Board of Directors’ Resolution approving the appointment of the AR | Sample |
| 4 |
Certified true copy of the latest Form 8 or 9 or 13 by the Company Secretary
|
|
| 5 |
Certified true copy of the SUPERFORM (Section 14) by the Company Secretary (for companies incorporated from 1 Feb 2017 onwards)
|
|
| 6 |
Certified true copy of the latest Form 24 or Section 78 and/or Section 51 by the Company Secretary (where applicable)
|
|
| 7 |
Certified true copy of the latest Form 49 and/or Section 58 by the Company Secretary (where applicable)
|
|
| 8 | Certified true copy of relevant CMSL and approval that verify the eligibility of the applicant (if applicable) | |
| 9 | Declaration signed by a director of the applicant | PRS 003 |
| 10 | A copy of unexpired license (e.g banking lisence issued by Ministry of Finance) which has been certified true copy by the company secretary, advocate & solicitor or notary public (if applicable) | |
| 11 | Proposal for the marketing and distribution of PRS | Template PRS |
| 12 | A copy of the company’s profile and organisational structure depicting related, subsidiary, associate and holding companies with percentage of shareholding in each category (for CPRA only) | |
| 13 | A copy of company’s latest audited accounts of draft / management accounts (cor CPRA only) | |
| 14 | A copy of the applicant’s professional indemnity insurance (for CPRA only) | |
| 15 | Payment of application and annual fees | PRS Fees Table 1 |
| 16 | Such other information and/or documents as requested by FIMM | |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Confirmation of AUM as at 31 December of the year (for PRS Provider) | PRS 004 (1) |
| 2 | A copy of System NAV Report as at 31 December of the year (for PRS Provider) | PRS 004 (2) |
| 3 | Confirmation of Total Gross Sales for the year ended 31 December (for IPRA) | PRS 005 (1) |
| 4 | A copy of System Total Gross Sales Report for the year ended 31 December (for IPRA) | PRS 005 (2) |
| 5 | Such other information and/or documents as requested by the FIMM | |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover Letter duly signed by Authorised Representative | |
| 2 | Form – Notification on Marketing and Distribution of Private Retirement Scheme Form | PRS 006 |
| 3 | A certified true copy of the relevant pages of the valid distribution arrangement | |
| 4 | A certified true copy of an appointment letter / supplemental for subsequent arrangement list of PRS for distribution (if applicable) | |
| 5 | A copy of the consent letter from the PRS Provider to allow for sub-distribution of their PRS (if applicable) | |
| 6 | Such other documents as requested by the FIMM | |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover letter duly signed by the Authorised Representative | |
| 2 | Form – Notification for Withdrawal of Registration or Cessation of Operations of PRS Provider, IPRA or CPRA | PRS 007 |
| 3 | A copy of Form 18 from SC (for CMSL Holder only) | |
| 4 | Such other documents as requested by the FIMM | |
The applicant is required to submit the following duly completed documents:
| NO | DOCUMENTS REQUIRED | DOWNLOAD |
|---|---|---|
| 1 | Cover letter duly signed by the Authorised Representative | |
| 2 | Form – Notification for Withdrawal of Registration or Cessation of Operations of PRS Provider, IPRA or CPRA | PRS 007 |
| 3 | A copy of the order made by the High Court for transfer of assets | |
| 4 | A certified true copy of Form 13 certified by company secretary | |
| 5 | A copy of Form 18 from SC (for CMSL Holder only) | |
| 6 | Such other documents as requested by the FIMM | |