Enforcement

PRESS RELEASES

2014

DATE CATEGORY TITLE
10 February 2014 Announcement FIMM Appoints New CEO – En. Mohamed Niza Abu Bakar

2012

DATE CATEGORY TITLE
9 February 2012 Announcement FIMM Appoints New CEO – En. Ahmad Zakie bin Hj Ahmad Shariff

2007

DATE CATEGORY TITLE
10 October 2007 Announcement Corporate Unit Trust Advisers
1 July 2007 Announcement Single Pricing Regime

2005

DATE CATEGORY TITLE
22 July 2005 Announcement FMUTM Lauds BNM’s De-Pegging of the Ringgit
27 May 2005 Announcement Envisioning the Future
23 March 2005 Announcement FMUTM Welcome BNM’s Revision To Foreign Investment Limits

2004

DATE CATEGORY TITLE
18 August 2004 Announcement Enhancing Productivity And Professionalism Through ICT
26 May 2004 Announcement Unit Trust Industry: A Glistening And Glowing Year
DATE CATEGORY TITLE
23 May 2022 Disciplinary Action Public Reprimand Against Chan Kae Luen (FIMM No: 022-0-23495)
10 February 2022 Disciplinary Action Public Reprimand Against:
– Reza Azri Abdul Rahman (FIMM No: 031-0-22958 & P-031-0-00509)
– Low Pei Yee (FIMM No: 547-I-22379 & P-547-I-20349)
29 December 2021 Disciplinary Action Public Reprimand Against Chong Chooi Fong (FIMM No: 038-0-20224 & P-038-0-00080)
5 November 2021 Disciplinary Action Public Reprimand Against Yap Chen Heng (FIMM No: 038-0-23590 & P-038-0-20147)
17 August 2021 Announcement Cessation in Issuing Physical Authorisation Cards to Consultants
7 July 2021 Disciplinary Action Public Reprimand Against:
– Teoh Chuan Leng (FIMM No: 009-0-126570 & P-009-0-28928),
– Tang Meng Kuen (FIMM no: 022-0-23141 & P-510-I-21825),
– Sendiring bin Dihing (FIMM no: 009-0-129753), and
– Norsidah binti Tambi (FIMM no: 022-0- 23833)
9 April 2021 Disciplinary Action Public Reprimand Against Zu Syaiezaty Binti Mohamad (FIMM No: 031-0-25869)
6 April 2021 Disciplinary Action Public Reprimand Against Junaiza Binti Dzulariftaza (FIMM No: 009-0-137447)
3 March 2021 Disciplinary Action Public Reprimands Against Jonsen A/L Samikannoo (FIMM No: 516-I-22417 & P-516-I-20475) and Mohd Ariffin Bin Azmi (FIMM No: 031-0-33841 & P-031-0-21482)
19 October 2020 Disciplinary Action Public Reprimands Against Chooi Pak Hong (FIMM No: 547-I-21814) and Goh Bee Kiat (FIMM No: 009-0-141154)
2 July 2020 Disciplinary Action Public Reprimand Against Nur Fathin Binti Mohamad Taib (FIMM No: 031-0-31781)
2 July 2020 Disciplinary Action Public Reprimand Against Wan Mhd Junnid bin Wan Yaacob (FIMM No: 030-0-20717)
2 July 2020 Disciplinary Action Public Reprimand Against Nurdiyana binti Yaccob (FIMM No: P-031-0-20841 & 031-0-28590)
2 July 2020 Disciplinary Action Public Reprimand Against Rozali Bin Ahmad @ Mohammad (FIMM No: 031-0-23276)
2 July 2020 Disciplinary Action Public Reprimand Against Raden Sugihati Binti Siswano (FIMM No: 005-0-20994)
2 July 2020 Disciplinary Action Public Reprimand Against Zarith Sophia Binti Musadad (FIMM No: 038-S-20217)
2 July 2020 Disciplinary Action Public Reprimand Against Muhammad Ikhwan Bin Zulkafli (FIMM No: 009-0-114407)
2 July 2020 Disciplinary Action Public Reprimand Against Che Mohd Azfarizan Bin Che Seman (FIMM No: 054-0-52422)
2 July 2020 Disciplinary Action Public Reprimand Against Rahimah Binti Che Ramli (FIMM No: 054-0-52004)
1 November 2019 Disciplinary Action Public Reprimand Against Sheikh Farhan Farkqish bin Omar (FIMM No: 031-0-34780)
1 November 2019 Disciplinary Action Public Reprimand Against Mohd Hakim bin Azmi (FIMM No: 031-0-28171)
16 August 2019 Disciplinary Action Public Reprimand Against Norhashikin Binti Mohamad Sofi (FIMM No: 054-0-51740)
6 August 2019 Disciplinary Action Public Reprimand Against Norhazlinda Binti Mohd Basir (FIMM No: 031-0-32772)
6 August 2019 Disciplinary Action Public Reprimand Against Tan Chee Num (FIMM No: 022-0-21497)
20 June 2019 Disciplinary Action FIMM Appoints New Chairman – En. Mohd Ridzal Bin Mohd Sheriff
4 March 2019 Disciplinary Action Public Reprimand Against Raymond Tan Tian Jwu (FIMM No: 547-I-22557)
4 October 2018 Announcement FIMM Appoints New CEO – Mr. Kaleon Leong Rahan
25 July 2018 Disciplinary Action Public Reprimand Against Mohamad Rahmad Bin Shaheri (FIMM No: 031-0-28629)
22 March 2018 Disciplinary Action Public Reprimand Against Afyan Bin Mat Rawi (FIMM No: 043-0-20957)
5 September 2017 Announcement FIMM 2017 Advertising & Promotions Campaign – Looking out for Investors’ Interest
17 July 2017 Announcement FIMM Appoints New CEO – Dato’ Norazharuddin Abu Talib
30 November 2015 Announcement FIMM Issues Guidance On The Use Of Simple Language In Unit Trust Prospectuses To Benefit The Public
6 October 2015 Announcement FIMM Continues With Its Three-Pronged Roles To Help Grow The Investment Management Industry
28 September 2015 Announcement FIMM Publishes Updated Examination Study Guide In Three Main Languages For Prospective PRS Consultants
16 February 2015 Announcement FIMM Appoints New CEO – En. Nazaruddin Othman
10 February 2014 Announcement FIMM Appoints New CEO – En. Mohamed Niza Abu Bakar
9 February 2012 Announcement FIMM Appoints New CEO – En. Ahmad Zakie bin Hj Ahmad Shariff
10 October 2007 Announcement Corporate Unit Trust Advisers
1 July 2007 Announcement Single Pricing Regime
8 August 2006 Announcement In Response To The Utusan Malaysia Articles Dated 6 And 7 August 2006 In Respect Of EPF Members Suffering Losses In Unit Trust Investments.
22 July 2005 Announcement FMUTM Lauds BNM’s De-Pegging of the Ringgit
27 May 2005 Announcement Envisioning the Future
23 March 2005 Announcement FMUTM Welcome BNM’s Revision To Foreign Investment Limits
18 August 2004 Announcement Enhancing Productivity And Professionalism Through ICT
26 May 2004 Announcement Unit Trust Industry: A Glistening And Glowing Year

For disciplinary actions between 2017 – 2019, click here.

Regulations

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