FIMM’s Consolidated Rules

FIMM'S CONSOLIDATED RULES

IN EFFECT

FIMM CONSOLIDATED RULES (w.e.f: 10 October 2023)

SUPERSEDED

FIMM CONSOLIDATED RULES (w.e.f: 1 June 2016)

List of Amendments to FIMM’s Consolidated Rules

Amendment Effective 1 April 2017

Amendments to Appendices 2-A and 2-B of FIMM’s Consolidated Rules – Liberalisation for Institutional UTS Adviser (“IUTA”) and Institutional PRS Adviser (“IPRA”) to Appoint Independent Individuals as Consultants

Amendment Effective 1 April 2017

Appendices 2-A and 2-B of FIMM’s Consolidated Rules w.e.f: 1 April 2017

Amendment Effective 4 March 2019

Amendments to FIMM’s Consolidated Rules to Allow Corporate Unit Trust Advisers (“CUTA”) and Corporate PRS Advisers (“CPRA”) to Form Multi-Tiered Agency Structure

Amendment Effective 30 April 2019

Amendments to FIMM’s Consolidated Rules to Require the Disclosure of Identities of Distributors (Including Main Distributor and Sub-Distributor) in Application Forms for Dealing in Unit Trust Schemes and Private Retirement Schemes

Amendment Effective 10 October 2023

Amendments to FIMM’s Consolidated Rules up to 10 October 2023

Regulations

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