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The Federation of
Investment Managers Malaysia (FIMM)
functions in a dual capacity:

The Federation of Investment Managers Malaysia (FIMM) functions in a dual capacity: as a self-regulatory organisation (SRO), and as an industry representative advocating the development and growth of the Unit Trust Scheme (UTS) and Private Retirement Scheme (PRS) industry. Additionally, FIMM is responsible for enhancing the professional standards of UTS Consultants and PRS Consultants to safeguard the increasingly sophisticated needs and interests of investors as well as maintain public confidence.

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FIMM Examinations

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ANNOUNCEMENT

Contact Information

Members of the public may contact us through the following channels during our business hour from Monday to Friday, 8:30AM to 5:30PM (excluding public holidays):

> Registration related matters

Email registration@fimm.com.my or

call +60-3-7890 4242 (press 1)

> Examination and CPD related matters

Email exam@fimm.com.my or

call +60-11-1323 8042 or

+60-3-7890 4242 (press 2)

> Complaints

Email complaints@fimm.com.my or

call +60-3-7890 4242 (press 3)

> IT Application System

Email itsupport@fimm.com.my or

call +60-3-7890 4242 (press 4)

For other enquiries, you may email us at info@fimm.com.my. Alternatively, you may use our Fimmy chatbot for any general information.

General Management Update

FIMM would like to announce that Puan Sahlawati Mustafa has ended her contract as General Manager of Regulatory Services Division. As such, Dr Rosliza Mat Yatim, General Manager of Corporate Services Division will be taking over the portfolio effective 22 July 2024.

We thank Puan Sahlawati for her years of dedication and contribution to the organisation and wish her the very best in her future endeavours.

Visit the Management Directory and Organisation Structure for the latest update.

How to Submit Applications

For individual application

How to Notify on Changes

During the conditional movement control order period

How to Notify on Changes

During the conditional movement control order period

Authorisation Cards And Certificates

FIMM authorization cards and FIMM certificates will be delivered after the end of the conditional movement control order.

Notification of New Fund Launch

Updates on Existing Funds

Closure of Existing Funds

Submission of Daily Fund Prices

Submission Of Fund Report(s)

Date Circular Number Circular Title
04/11/2024 ISRV/Distributors/RY-AS-az/029-24 Invitation to FIMM’s Regulatory Briefing – 12 November 2024
01/11/2024 IT/ALL/NM-LH/027-24 Change of IP Address for FIMM Systems
15/10/2024 RD/ALL/RY/SO-af/025-24 Year 2025 Renewal and Annual Membership Subscription Fee (ASMF) / Annual Fee
09/10/2024 ID/ALL/HYF-JW-TK-AZ/024-24 Review and Update Funds Data Information Exercise 2024
03/10/2024 ID/ALL/HYF-JW-TK-AZ/024-24 Gazette Orders on Exemption of Unit Trusts from CGT and Income Tax on FSI
26/09/2024 ID/ALL/HYF-TK-AZ/023-24 Request for Updated Information on Registered Consultants
30/08/2024 PDS/ALL/SNZ-AN/020-24 FIMM Virtual Examination (iFVE) Schedule
(October, November and December 2024)
15/07/2024 ID/UTMC&PRSP/KL-HYF-JW/019-24 Engagement of E&Y for Phased Implementation of E-Invoicing
12/06/2024 ID/ALL/HYF-JW-TK/017-24 Industry Survey for the Development of a Guide on Sustainability Advisory
10/06/2024 RSD/ALL/SM-AB/013-24 Due Diligence Process on Banker’s Cheques Received for Unit Trust Scheme (UTS) Or Private Retirement Scheme (PRS) Investments
29/05/2024 PDS/ALL/SNZ-AN/014-24 FIMM Virtual Examination (iFVE) Schedule
(July, August and September 2024)
22/05/2024 PDS/ALL/HYF-SNZ/012-24 FIMM Virtual Examination
14/05/2024 PID/Members-Distributors/HYF-JW-TK/011-24 Invitation to Participate as Industry Working Group (IWG) Member for the Development of a Guide on Sustainability Advisory
14/05/2024 HRAD/ALL/SAJ/009-24 FIMM Unit Trust Internship Programme 2024
13/05/2024 LRA/ALL/SM-AB/010-24

Post Implementation Review – FIMM’s Consolidated Rules (Revised on 10 October 2023)

Annexure:
Feedback Form for Post Implementation Review of FIMM’s Consolidated Rules

25/04/2024 R&A/EPF/HYF-LFY-WNB/134-24 Mandatory Enforcement of Mobile Phone Numbers for KWSP 9N (AHL) Form

ANNOUNCEMENT

FIMM is pleased to inform that we have updated our contact number to +60-3-7890 4242.

Members of the public may contact us through the following channels during our business hour from Monday to Friday, 8:30AM to 5:30PM (excluding public holidays):

> Registration related matters

Email registration@fimm.com.my or

Call +60-3-7890 4242 (press 1)

> Examination and CPD related matters

Email examination@fimm.com.my or

Call +60-11-1323 8042 or +60-3-7890 4242 (Press 2)

> Complaints

Email complaints@fimm.com.my or

Call +60-3-7890 4242 (Press 3)

> IT Application System

Email itsupport@fimm.com.my or

Call +60-3-7890 4242 (Press 4)

For any other enquiries, you may email us at info@fimm.com.my. Alternatively, you may use our Fimmy chatbot for any general information.

How to Submit Applications

For individual application

How to Notify on Changes

During the conditional movement control order period

For Distributor

How to Notify on Changes

During the conditional movement control order period

Authorisation Cards And Certificates

FIMM authorization cards and FIMM certificates will be delivered after the end of the conditional movement control order.

Notification of New Fund Launch

Email the following documents to ID@fimm.com.my at least three (3) business days before date of fund launch

Updates on Existing Funds

Email the soft copy of the following documents to FIMM at ID@fimm.com.my within seven (7) business days after effective date of the update.

Closure of Existing Funds

Email the soft copy of the signed letter from member to notify closure of the fund to ID@fimm.com.my within seven (7) business days after effective date.

Submission of Daily Fund Prices

Fund prices submission must continue throughout the conditional movement control order (CMCO) Period

Submission Of Fund Report(s)

Email the following documents and contact details to ID@fimm.com.my within seven (7) business days after the publication of the fund reports.

09/10/2024ID/ALL/HYF-JW-TK-AZ/024-24Review and Update Funds Data Information Exercise 2024

Date Circular Number Circular Title
04/11/2024 ISRV/Distributors/RY-AS-az/029-24 Invitation to FIMM’s Regulatory Briefing – 12 November 2024
01/11/2024 IT/ALL/NM-LH/027-24 Change of IP Address for FIMM Systems
15/10/2024 RD/ALL/RY/SO-af/025-24 Year 2025 Renewal and Annual Membership Subscription Fee (ASMF) / Annual Fee
03/10/2024 ID/ALL/HYF-JW-TK-AZ/024-24 Gazette Orders on Exemption of Unit Trusts from CGT and Income Tax on FSI
26/09/2024 ID/ALL/HYF-TK-AZ/023-24 Request for Updated Information on Registered Consultants
30/08/2024 PDS/ALL/SNZ-AN/020-24 FIMM Virtual Examination (iFVE) Schedule
(October, November and December 2024)
15/07/2024 ID/UTMC&PRSP/KL-HYF-JW/019-24 Engagement of E&Y for Phased Implementation of E-Invoicing
12/06/2024 ID/ALL/HYF-JW-TK/017-24 Industry Survey for the Development of a Guide on Sustainability Advisory
10/06/2024 RSD/ALL/SM-AB/013-24 Due Diligence Process on Banker’s Cheques Received for Unit Trust Scheme (UTS) Or Private Retirement Scheme (PRS) Investments
29/05/2024 PDS/ALL/SNZ-AN/014-24 FIMM Virtual Examination (iFVE) Schedule
(July, August and September 2024)
22/05/2024 PDS/ALL/HYF-SNZ/012-24 FIMM Virtual Examination
14/05/2024 PID/Members-Distributors/HYF-JW-TK/011-24 Invitation to Participate as Industry Working Group (IWG) Member for the Development of a Guide on Sustainability Advisory
14/05/2024 HRAD/ALL/SAJ/009-24 FIMM Unit Trust Internship Programme 2024
13/05/2024 LRA/ALL/SM-AB/010-24

Post Implementation Review – FIMM’s Consolidated Rules (Revised on 10 October 2023)

Annexure:
Feedback Form for Post Implementation Review of FIMM’s Consolidated Rules

25/04/2024 R&A/EPF/HYF-LFY-WNB/134-24 Mandatory Enforcement of Mobile Phone Numbers for KWSP 9N (AHL) Form
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